TEM / SEM (as GMP-supporting analytics) – DQ Protocol

Document Control

Document Number: DQ-001

Version: 1.0

Effective Date: 2023-10-01

Review Date: 2024-10-01

Prepared by: [Name]

Approved by: [Name]

Design Qualification Protocol for TEM/SEM in NDDS Critical Analytics

Meta Description: This document outlines the Design Qualification (DQ) protocol for TEM/SEM equipment used in NDDS critical analytics, focusing on morphology characterization in QC/R&D.

Tags: Equipment Validation, NDDS, TEM, SEM, Quality Control, R&D

Objective

The objective of this Design Qualification Protocol is to ensure that the TEM/SEM equipment used for Critical NDDS Analytics meets the required specifications and is suitable for its intended purpose in morphology characterization.

Scope

This protocol applies to the validation of TEM/SEM equipment utilized in the QC/R&D departments for the purpose of morphology characterization of NDDS products, with an emphasis on compliance with URS Annex 11.

Responsibilities

The following roles are responsible for the execution and approval of this protocol:

  • Validation Manager: Overall oversight and approval.
  • Quality Assurance: Compliance verification.
  • Laboratory Personnel: Execution of test cases.

Prerequisites

Ensure that the following prerequisites are met before executing this protocol:

  • Completion of installation qualification (IQ) for TEM/SEM.
  • Availability of standard operating procedures (SOPs) for equipment operation.
  • Training of laboratory personnel on the use of TEM/SEM.

Equipment Description

The TEM/SEM is an instrumental analytical equipment designed for high-resolution imaging and morphology characterization of NDDS products. It supports GMP compliance in analytics.

Test Plan

Test ID Procedure Acceptance Criteria Evidence
T1 Resolution Calibration Resolution meets specifications as per URS Annex 11 Calibration report
T2 Image Integrity Test Images show no distortion or artifacts Test images
See also  DPI – Deviation Impact Assessment

Detailed Test Cases

Test Case T1: Resolution Calibration

Objective: Verify that the resolution of the TEM/SEM is within acceptable limits.

Procedure: Perform calibration using standard resolution samples. Document findings.

Acceptance Criteria: Resolution must meet specifications outlined in URS Annex 11.

Evidence: Calibration report detailing results.

Test Case T2: Image Integrity Test

Objective: Ensure that the images produced by the TEM/SEM are free from distortion.

Procedure: Capture images of standard samples and assess for artifacts or distortion.

Acceptance Criteria: Images must show no distortion or artifacts.

Evidence: Test images with annotations.

Deviations

Any deviations from the procedures outlined in this protocol must be documented and justified. A deviation report must be submitted for approval.

Approvals

This protocol requires the following approvals:

  • Validation Manager: ____________________ Date: ___________
  • Quality Assurance: ____________________ Date: ___________