Tube Sealing Machine (Hot Air/Ultrasonic) – OQ Protocol

Operational Qualification Protocol for Tube Sealing Machine in Ophthalmics Production

Document Control:

Document Number: OQ-TSM-001

Version: 1.0

Effective Date: [Insert Date]

Review Date: [Insert Date]

Prepared by: [Name]

Approved by: [Name]

Objective

The objective of this Operational Qualification (OQ) protocol is to verify that the Tube Sealing Machine (Hot Air/Ultrasonic) operates as intended and meets the specified requirements for sealing tubes in the production of sterile eye drops and eye ointments.

Scope

This protocol applies to the Tube Sealing Machine used in the production and packaging areas for ophthalmic products. It covers the validation of critical parameters that impact product quality and compliance.

Responsibilities

The Validation Team is responsible for executing this protocol, documenting results, and ensuring compliance with regulatory requirements. The Quality Assurance department will review and approve the protocol and results.

Prerequisites

The following prerequisites must be met prior to executing this protocol:

  • Equipment installation and operational qualification must be completed.
  • All relevant personnel must be trained on the operation of the Tube Sealing Machine.
  • All necessary materials and tools must be available.

Test Plan

Test ID Procedure Acceptance Criteria Evidence
OQ-TSM-001 Verify seal temperature Seal temperature must be within specified range as per URS Annex 11. Temperature log report
OQ-TSM-002 Check seal pressure Seal pressure must meet specifications outlined in URS Annex 11. Pressure log report
OQ-TSM-003 Assess dwell time Dwell time must be within acceptable limits defined in URS Annex 11. Dwell time record
OQ-TSM-004 Conduct reject audit Reject rate must be within acceptable limits as defined in URS Annex 11. Reject audit report
OQ-TSM-005 Review audit trail Audit trail must be complete and accurate. Audit trail review report

Detailed Test Cases

Each test case will be executed as per the following detailed steps:

  1. Seal Temperature: Measure and log the temperature during the sealing process. Compare with acceptance criteria.
  2. Seal Pressure: Measure and log the pressure applied during sealing. Compare with acceptance criteria.
  3. Dwell Time: Measure the time the tube is held in the sealing position. Compare with acceptance criteria.
  4. Reject Audit: Review the number of rejected tubes during a production run and ensure it is within acceptable limits.
  5. Audit Trail: Review the machine’s audit trail to ensure all operations are logged and traceable.

Deviations

Any deviations from the acceptance criteria must be documented and investigated. A corrective action plan must be developed and implemented to address any issues identified during testing.

Approvals

This protocol must be approved by the following individuals:

  • Validation Manager: ________________________
  • Quality Assurance Manager: ________________________
  • Production Manager: ________________________